Raising money – a quick comparison of options

May 23rd, 2015
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A friend of a friend asked me what I thought of the different options for raising money for a for-profit startup. In case this is helpful to others, here’s a quick rundown:

An angel investor, meaning a rich person you can convince to give you money. This is usually the best route if you can make it work, because if it works at all there is typically close alignment between what the investor wants and what the company wants.

Venture capital firm. This is for the very high risk / very high reward route. VCs expect that one out of forty of their investments will pay off, and so when it does it has to pay off big. But it turns into a work hard/play hard environment, and Silicon Valley culture is just completely awful. Once you get VC funding, they have a lot of leverage, and as you need more money you have to do more of what they say — even if it doesn’t agree with your vision.

Academic funding. I don’t have any experience here, but I expect it’s exactly the opposite of VCs – low risk/low reward. If that option is available, it might be great.

Foundations. The big foundations most often fund nonprofits, but some like the Knight Foundation do investments in for-profit companies too. It’s a little like working with VCs, but I think the culture is a lot better when you work with a foundation.

Crowdfunding (like Kickstarter). Crowdfunding is actually the closest to free money, because you have so many supporters/investors that none of them have any power. If some of them are your friends, that’s even better because you have an added incentive to spend the money wisely. But compared to angels/VCs, if you go this route you’re sort of on your own. An angel/VC is like an added team member that you don’t get with crowdfunding.

There is really nothing as good as bootstrapping (self-funding), meaning you don’t take any money and just make things work. As soon as you take someone else’s money, you give them control and ownership in your company. The longer you can put that off, the more ownership and control you retain — which makes for a happier life and possibly more money in the long term. The more you can do on your own while you’re waiting for other options to work out, the more you have to show when you start asking people for money. Bootstrapping usually means you have a good, short-term business model — like selling something to someone.

Depending on what you’re doing, there’s also government grants and contracts (a pain in the neck to apply for) and sometimes government contests (e.g. challenge.gov), or other sorts of contests. (All of these would fall under bootstrapping.)

A lot of funding comes down to who you know and developing relationships and a track record over time that eventually lead to something working out. Often you don’t really have a choice of funding method because you have to be lucky for anything to work out.

Disclaimers: GovTrack was bootstrapped, but it took 8 years to get to sustainability, so on balance it still may not have made a profit yet. POPVOX was angel-backed. if.then.fund is (currently) bootstrapped/self-funded.

Pew asked Americans what they think about open data

April 22nd, 2015
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TL;DR: Pew’s numbers are probably way off, they’re presented in a completely misleading context, and I don’t know why anyone would want to survey the American public for familiarity with technical jargon.

Yesterday Pew published a survey of how Americans feel about open government data. Don’t believe their lies. (This is a Memento reference…)

Pew says “relatively few” when they mean “OMG actually a lot!”

Pew’s report on their survey suffered from the same flaw usually lobbied at open data itself — lack of context. Their numbers are grossly (and negligently) misleading without context. So if anyone thinks Pew is in some high up position to come and judge open data, I’d rethink that. For instance, Pew said

Relatively few Americans reported using government data sources . . . 20% have used government sources to find information about student or teacher performance.

They think 20% is a little. But only about half of adult-aged Americans (to match their sample) are students or parents of students. So of people that actually might care about student/teacher performance, about half used government data. To me that’s huge! If Pew is going to slip in a judgment about whether this is a lot or a little, they ought to substantiate it and not pass it off as if it were a finding.

Pew asked questions we know Americans don’t know the answer to

Pew asked their panelists how often they made use of government data. We know Americans don’t always know when the services they are using are government services, so there’s no reason to think Pew’s panelists had any idea how often they made use of government data.

I think there were a few surveys about this a few years ago, but in one covered here, almost half of those who took Pell grants, unemployment insurance, and other forms of government assistance believed they had not ever used a government social program.

Why should Americans know our jargon?

The survey is like asking Americans how they think TCP/IP will affect government services. (What do you think the results of that survey would be?) TCP/IP is the protocol that underlies the whole Internet — it’s super important. But there’s no reason to think the American public would be, or should be, familiar with our technical jargon.

TCP/IP, like government data, is technical jargon that refers to a means, and not an end. The open data community has the unfortunate habit of talking about open data as if it were an end in itself. It’s not. It’s in the service of other goals (better government service delivery, for instance).  Do Americans like free weather reports? Then they probably like government data even if they don’t know that that’s what we call it.

The survey tells us about American’s familiarity with our technical jargon. If I’m doing my job right in informing and empowering Americans, then they won’t know my technical jargon and just get to be informed and empowered. And, so, Pew’s survey doesn’t tell us anything about whether Americans use government data or what they think about its importance.

#Hack4Congress: An event where citizens can make Congress better

April 5th, 2015
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Self-governance is hard — and it is getting harder. When Congress first convened in 1789, the nation entrusted its lawmaking powers to just 79 people. Today Americans elect 541 federal lawmakers who then hire tens of thousands of staff members to help them write law and connect with constituents, lobbyists, and campaign supporters. The laws they write are hundreds or thousands of pages of unintelligible instructions to the nation’s codifiers and check-writers.

It is a hot mess. But it’s our mess.

My goal with GovTrack.us is to enable Americans, including congressional staff, to more effectively carry-out our self-government responsibilities. As Mark Schmitt recently asked,  ”how do we reform American politics so that [our] pluralistic vision . . . might actually describe reality?”

On April 30-May 1, join me, The OpenGov Foundation, Harvard’s Ash Center, and other colleagues for #Hack4Congress in DC where we’ll try to make our mess of self-governance just a little bit tidier. — Register Here

We’re going to problem-solve how we can make self-governance better. That includes both issues we face as citizens keeping Congress accountable as well as issues faced by congressional staff as they do their best to represent their constituents.

Who should come? Anyone with a passion for Congress is welcome. If you like to imagine and design products, research wonky but very real problems, translate techno-speak, or develop software, you will be welcome. You can be a hobbyist or a professional.

The event culminates with a presentation session before a panel of judges (I’ll be one) who are practitioners, scholars and others active in the civic tech and data space. Finalists will present their solutions to high-level congressional representatives this spring.

This is the third event in the #Hack4Congress series — the previous were in Boston and San Francisco.

Why the return-on-investment of open data is the wrong question

February 20th, 2015
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Based on brief remarks I gave at Open Data Day DC 2015.

Open data is a set of practices. It is a community around those practices. And it is a set of values that we bring to problems that we’re tasked to solve.

Open data is a lot like voting. On election day, voting is a messy process, and not everyone wants to do it. It’s expensive to buy and maintain all of those voting machines, to take the day off from work, to do recounts when something goes wrong. It’s confusing. There are a lot of local positions I’m not familiar with and I need the help of experts to effectively participate.

But if someone walked up to you at 10pm election night and asked you to demonstrate the return on investment of all of the day’s efforts, I think you’d say that that’s not the right question. You have to look back, first, at the history of how we got to vote. And then you have to be patient and look forward for change and evolution in government and the new policies that might be enacted years if not decades later, to know whether the vote was “successful.”

So it goes for open data. We should invest in learning and perfecting the methods of open data — how you publish it, get it, analyze it, and so on — and about the values of open data. But always keep in mind that these skills and ideas are in the service of the problems that brought us to use open data in the first place: government corruption, consumer choice in the marketplace, more effectively telling a story, widening access to justice, and so on. Those are big problems, and when we bring open data to the table we must remember to evaluate it in the context of playing the long game for specific social change or other goals.

Campaign finance reading list

January 9th, 2015
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Thomas Stratmann. 2005. Some talk: Money in politics. A (partial) review of the literature. In Public Choice, volume 124.
Decades of academic research, and copious amounts of data, has failed to find any widespread influence of campaign contributions on the outcomes of roll call votes.

Joshua L. Kalla and David E. Broockman. Forthcoming. Campaign Contributions Facilitate Access to Congressional Officials: A Randomized Field Experiment.
A field experiment showed that campaign contributors get greater access to policymakers. ”[The first randomized field experiment on the effects of campaign contributions on access to policymakers. In the experiment, a political organization attempted to schedule meetings between 191 Congressional offices and active campaign donors in their districts. .  . . When informed prospective attendees were political donors, senior policymakers made themselves available between three and four times more often.”

Caitlin Macneal. June 9, 2014. GOP Rep. Acknowledges That Members Expect Donations For Votes. In Talking Points Memo Limewire.
It’s an open secret that large donors make tactical contributions. Macneal reports on an open admission of how this works. “McAllister told the crowd that an unnamed colleague told him on the House floor that if he voted ‘no’ on the bill, he would receive a contribution from Heritage, a conservative think tank. ‘I played dumb and asked him, “How would you vote?” ‘ McAllister said. ‘He told me, “Vote no and you will get a $1,200 check from the Heritage [Action]. If you vote yes, you will get a $1,000 check from some environmental impact group.” ‘ ”

Lee Jared Drutman. 2010. The Business of America is Lobbying: The Expansion of Corporate Political Activity and the Future of American Pluralism. Doctoral dissertation, U.C. Berkeley.
In a survey of lobbyists by Lee Drutman, the importance of fundraiser events was ranked near the bottom among 21 lobbying tactics. Drutman also reported that of businesses with a lobbying presence in Washington, D.C., just 24% maintain a PAC, the sort of organization they would need to make campaign contributions.22 (Of course, as Drutman pointed out, the sensitivity of admitting that fundraisers are a component of lobbying may have reduced their apparent importance.) (pages 11, 39)

Damon M. Cann. 2009. Sharing the Wealth: Member Contributions and the Exchange Theory of Party Influence in the U.S. House of Representatives.
Cann performed a thorough analysis of how transfers of money between congressional campaigns influenced committee chair assignments. Cann compared seniority, party unity, contributions to other candidates’ campaigns and other factors against who won and who lost of those House members seeking chair positions. On the bright side, it hasn’t always been about money. In the 104th Congress, the Speaker (Newt Gingrich) relied primarily on committee seniority when choosing his new set of committee chairs, following long-standing precedent. Chair selection in the 105th and 106th Congresses (under Gingrich and then Dennis Hastert) began to be influenced by campaign contributions to the party. An extra $30,000 could catapult the second senior Republican member into the chair. By 2001 and the 107th Congress, the seniority system had been abandoned. By the numbers, Hastert’s chair assignments from the 107th to the 109th Congress could be explained almost entirely by who had given the most to Hastert’s party and whether they had in the past voted in unity with the party. A similar but slightly less certain picture unfolded for the selection of the chairs of the Appropriations subcommittees.

Lynn Vavreck. Oct. 7, 2014. A Campaign Dollar’s Power Is More Valuable to a Challenger. In The New York Times / Upshot.
The value of a dollar spent may be worth more to challengers than to incumbents. “[T]o earn one additional vote, the incumbent member of Congress had to spend roughly $200, while the mayoral challenger had to spend only $30 . . . Caps on money probably hurt challengers in both parties more than they hurt either individual party. A large amount of money in campaigns, often deplored, may actually hurt incumbents by helping challengers compete effectively. 

Eleanor Neff Powell and Justin Grimmer. 2014. Money in Exile: Campaign Contributions and Committee Access.
Some contributions are shown to be tied to whether a member of Congress holds a particular committee position. That is, some contributors are trying to shape the make-up of committees. “[W]e exploit committee exile—the involuntary removal of committee members after a party loses a sizable number of seats . . . We use exile to show that . . . [i]ndustries overseen by the committee decrease contributions to exiled legislators, and instead direct their contributions to new committee members from the opposite party.”

Phil Mattingly. August 28, 2014. The Super PAC Workaround: How Candidates Quietly, Legally Communicate. In Bloomberg Businessweek.
Candidates cannot coordinate their expenditures with other PACs that support them. This article shows how candidates are skirting the rules to communicate with Super PACs.

Ray La Raja. January 7, 2015. Campaign finance laws that make small donations public may lead to fewer people contributing and to smaller donations. In the London School of Economics and Political Science blog.
Donors, at least small donors, are reluctant to divulge personal information and put their contribution in the public record. Disclosure of personal information can decrease small money donations by half and can lead to donors making smaller donations to stay beneath reporting requirements.

Author anonymous. February 5, 2015. Confessions of a congressman: 9 secrets from the inside. In Vox.
“Campaigns are so expensive that the average member needs a million-dollar war chest every two years and spends 50 percent to 75 percent of their term in office raising money. Think about that. You’re paying us to do a job and we’re spending that time you’re paying us asking rich people and corporations to give us money so we can run ads convincing you to keep paying us to do this job.” “If a member of Congress doesn’t vote with his or her party 99 percent of the time, he’s considered unreliable and excluded from party decision-making.”

My 13-year campaign for legislative data finally comes to a successful end

December 19th, 2014
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Yesterday at a small meeting the Senate announced that it would be making its legislative data available to the public. This has been a long time coming.

The what & why

No legislative branch agency makes available a spreadsheet that lists every bill introduced in Congress. This issue is that simple. We’re finally going to get a list of bills in a useful data format, and, hopefully, a lot more information on top of it, some time next year.

I first asked the Library of Congress for access to its database of legislation in 2001 when I began building GovTrack. They said no, under orders from the House and Senate, and so I began “screen scraping”, or reverse engineering, their public THOMAS.gov website for the same information and making that data freely available to others. The data is what you need to create large-scale visualization, analysis, and tools, such as the ideology and leadership scores, bill prognosis, email updates, legislator report cards, bill text paragraph permalinks, maps of congressional districts, advanced search, and much much more that I built on GovTrack.

And my data on GovTrack, rather than anything Congress produces, quickly became the authoritative source for legislative information. Endless apps have been build on top of the data I made available. Even Congress comes to me for data. Representatives embed the maps on GovTrack on their websites and ask me, from time to time, for their own voting statistics. The House Democrats use GovTrack’s data to keep their caucus informed, and many Senate offices load GovTrack data into their back-office systems.

The data is now collected in a community project on GitHub (which began in 2012 and was spearheaded by Eric Mill at the Sunlight Foundation, Derek Willis, and myself), but the right place for this data is Congress. I never wanted to be the linchpin of congressional information (except in so far as it provided me with a career, so… thank you Congress). Once the Senate begins actually making its data available, planned for next year some time, I hope to see Congress become the authoritative source for its own information.

The history

Advocacy around legislative data began in 2007. At the request of Speaker Nancy Pelosi, who was looking for ways to reform the House, a group of government transparency advocates issued the The Open House Project report, co-written by myself and others and spearheaded by the new Sunlight Foundation. The report called for the House to make available the legislative data I had been asking for, among several other transparency recommendations. It was just seven years ago that “data” was something totally new to Congress. I surveyed the state of legislative data in 2008 – there was not much. At this time the Senate had not yet even started publishing its voting records in data (as XML). Following the report, many of us worked with Senate staff to explain why making vote data available to the public was a good thing, and only in 2009 did they start making that available (see also 2007). In 2009 we also secured favorable language in the FY 2009 omnibus appropriations bill (see also 2008), but Congress’s support agencies largely ignored the directive to make data available.

John Wonderlich at the Sunlight Foundation, who had started The Open House Project, kept the advocacy going over the next several years. But the House, under Pelosi, was not very responsive to requests for more transparency during this time. Some headway was made, but not in legislative data.

The Republican take-over of the House in 2011 marked a major shift toward transparency. They began making much more data available and promised data about bills. When one representative strangely tried to put the kibosh on data in 2012, The Washington Post ran a story about it (and about me, which was flattering), which lit the fire under House leadership and lead to the formation of the House Bulk Data Task Force. Advocates formed a new Congressional Data Coalition in 2014, spearheaded by Daniel Schuman at CREW, and we secured favorable language in the FY2015 legislative branch appropriations bill to keep the pressure on. The House task force during this time made some progress, but without the cooperation from the Senate it wasn’t able to actually do much.

That’s what changed yesterday: the Senate is on board. This closes out what has been, for me, a 13-year campaign.

Daniel wrote more about the news here.

DC updates its open data terms of use: Round 2

October 29th, 2014
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Over the last few months DC has worked with the open data community to revise its outdated terms of use agreement. Here’s where we stand today, after DC’s second revision posted earlier today.

Background: Do I need a lawyer to hack?

Back in September I asked Do I need a lawyer to hack in DC? on the Code for DC blog. I had discovered that in exchange for access to the District’s data, civic hackers (including myself) were agreeing to very odd terms including not taking any legal action against the District. Imagine if the data reveals actual injustice. We’d have given up the right to use the legal system to make things right! See the Code for DC post for more on why I think these terms were bad policy, but in short: data isn’t “open” if it can only be used on capricious terms. Open government data must be license-free.

What’s been revised since then

The District’s Office of the Chief Technology Officer (OCTO) immediately engaged with me, Code for DC, and others in the open government community to fix these problems. To their credit, several OCTO staff members spent several hours talking through these issues with me on multiple occasions. They have really been putting in the effort to get this all right.

Little more than a week after my blog post, DC posted its first update to the terms, which Alex Howard covered here. That update removed two of the clauses that I noted were problematic:

  • the agreement not to take legal action against the District
  • the indemnification clause

The removal of those two clauses were major improvements. But the rest of the updated terms, in the parts I cared about, were incoherent. They had intended to retain a requirement to attribute the District in all uses of District data, they explained to me, but the legal language they used to say it made no sense.

In a new update to the terms posted today, which followed additional conversations with OCTO, there were two more great improvements. These terms were finally dropped:

  • agreeing to follow all “rules”, a very ambiguous term
  • the requirement to attribute the data to the District in all uses of the data (it’s now merely a suggestion)

The removal of these two requirements, in combination with the two removed in September, makes this a very important step forward.

One of my original concerns remains, however, and that is that the District has not granted anyone a copyright license to use District datasets. Data per se isn’t protected by copyright law, but the way a dataset is presented may be. The District has claimed copyright over its things before, and it remains risky to use District datasets without a copyright license. Both the September update and today’s update attempted to address this concern but each created more confusion that there was before.

Although today’s update mentions the CC0 public domain dedication, which would be the correct way to make the District data available, it also explicitly says that the District retains copyright:

  • The terms say, at the top, that they “apply only to . . . non-copyrightable information.” The whole point is that we need a license to use the aspects of the datasets that are copyrighted by the District.
  • Later on, the terms read: “Any copyrighted or trademarked content included on these Sites retains that copyright or trademark protection.” Again, this says that the District retains copyright.
  • And: “You must secure permission for reuse of copyrighted … content,” which, as written (but probably not intended), seems to say that to the extent the District datasets are copyrighted, data users must seek permission to use it first. (Among other problems, like side-stepping “fair use” in copyright law.)

With respect to the copyright question, the new terms document is a step backward because it may confuse data users into thinking the datasets have been dedicated to the public domain when in fact they haven’t been.

A notice of opposition to the Legal Hackers trademark application

October 15th, 2014
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Today Eric Mill and I filed a notice of opposition (text pasted below) against Philip WeissLegal Hackers LLC’s “Legal Hackers” trademark application. We wanted to take a moment to put our filing in context. PhilipThe folks behind Legal Hackers LLC helped to found the legal hackers community, and this is something Eric and I are both thankful for. We’ve been participants in DC Legal Hackers events and truly appreciate the work that Philipthey and our chapter leaders Jameson Dempsey, Rebecca Williams, and Alan deLevie put into building the community.

Our filing with the USPTO shouldn’t be taken as criticism of what Philipthe folks behind Legal Hackers LLC are trying to do. Strengthening the community by creating branding and setting norms are natural and important next steps. We don’t oppose a trademark generally, but we do think this particular trademark that Philipthey applied for, “Legal Hackers,” is not subject to trademark protections under current law, and that this is for good reason.

Trademark law, by our understanding, does not permit the trademarking of a phrase that simply has the meaning of the services being offered. “Apple” would not be a permitted trademark for a company that sells apples (although it is permitted for a company in an unrelated industry). These are called “merely descriptive” or “generic terms.” We believe “legal hackers” is a generic term. That is, it means what it says: people who use computers to address legal issues. Further, this is an essential feature of the services proposed to be provided under the trademark. Philip wasThose folks were possibly the first to put the two words together in that way, but that in and of itself is not sufficient to confer legal ownership over the term.

We also think that this is good policy. Eric and I are legal hackers. We have been legal hackers since before “legal hackers” was first spoken. And though we certainly don’t imagine a future of Philip filing trademark infringement lawsuits against us, we think the trademark would be stifling.

Please see the full filing below (and also linked above) for a more complete explanation of our thinking. (Also see John Grant’s earlier blog post about the trademark for more background.)


October 15, 2014

Notice of opposition to trademark application (serial number: 86-247,678; mark: Legal Hackers; published in TMOG: Sep 16, 2014)


(1) On April 9, 2014, Philip Weiss on behalf of Legal Hackers LLC (legalhackers.org), a limited liability company formed in New York, filed an application to trademark “Legal Hackers” for services related to “law and technology,” including a portal, website, videos, community events, and competitive events. The application asserts first use of the term in 2012. This is a notice of opposition to the trademark application.

About the petitioners

(2) Mr. Tauberer is an entrepreneur who has worked in the field of law and technology for nearly fifteen years. He has launched two successful companies, Civic Impulse LLC [footnote: The company, formed in the District of Columbia, produces the website www.GovTrack.us.] and POPVOX Inc. [footnote: Mr. Tauberer is no longer actively involved in this company.], which gather information on bills before the U.S. Congress, statutes, and other legal information and use modern technologies, including creating websites, to make the information more accessible to the public at large. He also performs consulting services related to law and technology for clients that include the Council of the District of Columbia and the Office of the Law Revision Counsel in the U.S. House of Representatives. He has attended several meetings of the DC Legal Hackers, a chapter of the movement that Mr. Weiss helped to found. He holds a Ph.D. in linguistics from the University of Pennsylvania.

(3) Mr. Mill is a software developer who also works in the field of law and technology. Mr. Mill has built numerous applications, search engines, and data services related to this field, especially in the area of congressional and regulatory data. Mr. Mill also attends meetings of the DC Legal Hackers. Mr. Mill and Mr. Tauberer organize a yearly community event related to law and technology.

Our claim

(4) Our opposition rests on our belief that “Legal Hackers” is merely descriptive of the services offered by the applicant (TMEP 1209.01(b)) and, further, that the mark is a generic term that fails the test in TMEP 1209.01(c)(i).


(5) We stand to be harmed by the trademark of “Legal Hackers.” We believe that the relevant public may understand “Legal Hackers” to primarily refer to the genus of services we have been offering throughout our careers (including well before Mr. Weiss began to use the term) and that the trademark of “Legal Hackers” would impinge our ability to describe the services we offer to potential clients and employers.


(6) “Hacker” is a homograph. A homograph is a word that is spelled the same but has multiple unrelated meanings. For example, “mouse” is a homograph with two meanings: a computer peripheral and a rodent. Hack is the same way, but with even more distinct meanings. One of the oldest uses of the word “hack” is in the phrase “legal hack,” in the sense of a lawyer for hire, which dates at least to the 19th Century. To “hack” is to cough, or to chop. A “hacker” may be a cybercriminal. The Oxford English Dictionary lists at least 10 unrelated meanings of “hack”, “hacker”, and “hacking.” The definitions most relevant to this opposition include:

(7) “hacker. n. A person with an enthusiasm for programming or using computers as an end in itself”

(8) “hacking. n. The use of a computer for the satisfaction it gives; the activity of a hacker.”

(9) Note that these definitions are not the definitions related to computer crime. Although the definitions above and the definitions related to crime both involve computers, the definitions are distinct. In fact, historically, “hacker” was first used in the sense quoted above and was only later used to mean a criminal. It was the meaning of “hacking” in (8) above that the U.S. House Majority Leader invoked when he hosted the “Congressional Facebook Developer Hackathon” in 2011 in the U.S. Capitol.

(10) There is another meaning of hack which is to pervert something’s original purpose to creatively solve a problem, often through technology. Rube Goldberg machines are hacks. Putting folded-up newspapers under table legs to stop a table from shaking is a hack. This form of the word is often combined with other words to restrict the meaning to a particular subject area. There is a website called “IKEA Hackers” devoted to the repurposing of IKEA products. They suggest turning a pillow into a small child’s costume. The Home Depot used the Twitter hashtag “#HDHacks” in marketing messages to promote do-it-yourself projects. The petitioners, Mr. Tauberer and Mr. Mill, are widely known as “civic hackers”: we use technology to solve problems in the civic space (e.g. government).

(11) Among individuals in the software industry, the definitions of hack quoted and described above are near-universally known and extremely commonly used.

Merely descriptive

(12) Mr. Weiss’s application is to trademark “Legal Hackers” for a variety of services related to “law and technology.” “Legal Hackers” is merely descriptive of these services.

(13) A mark is considered merely descriptive if it describes or immediately conveys knowledge of a feature of the specified goods or services.  For the population interested in services related to law and technology, many will be aware of the definition of “hacker” quoted above, specifically that it relates to an enthusiasm for computers. Many will also understand the word “legal” to mean that which is related to the law. By combining these two words, the mark “Legal Hackers” describes and immediately conveys the feature of “law and computers,” which is a predominant component of the services described in the application (“law and technology”). (To the extent “computers” and “technology” are distinct, we note that a merely descriptive term need not describe all of the services and may describe a set of services of which the application’s services are a subset. (TMEP 1209.01(b)).)

(14) In fact, the official Twitter account for Legal Hackers NYC, an organization run (in part) by Mr. Weiss, describes the organization as “us[ing] technology and the creativity of the hacker ethos to address legal deficiencies.” The “hacker ethos” refers to the definition in paragraph (10) above, that is, a spirit of creatively solving problems. The mark “Legal Hackers” merely conjoins the two most important words from the organization’s own description. A term could hardly be more immediately descriptive than being an extract from the words used to actually describe the services.


(15) The mark is, further, a generic term for the services offered. We claim that the mark is generic, and not only merely descriptive, because the term not only invokes features of the services but is demonstrably understood to have that meaning by the intended population. For the population interested in services related to law and technology, many are aware of the definition of “hacker” quoted above, specifically that it relates to an enthusiasm for computers. They are further aware that this term is often, in common usage, combined with a second word to restrict its meaning. (See “IKEA Hackers” and “civic hackers” above.) A “legal hacker” is thus a natural phrase that would be understood to mean someone who creatively solves legal problems using technology. This is the genus of the services described in the application.

(16) Although Mr. Weiss may claim the first use of the mark, that he used it first is not relevant to whether the intended public would understand the mark to have this meaning. (It is not necessary to show that the relevant public uses the term to refer to the genus. The correct inquiry is whether the relevant public would understand the term to be generic. TMEP 1209.01(c)(i)) If “hackers” can be combined with “IKEA” and “civic,” it can also be combined with “legal” and be understood as related to “law and technology.”

(17) This can be seen in the use of the mark by individuals unaffiliated with the application to refer to individuals working on law and technology. ABA Journal, the journal of the American Bar Association, referred to four lawyer and policy professionals as “legal hackers” in an August 2014 article. The article additionally used the phrase “legal hacking” to refer to that which the four legal hackers do:

“The panelists agreed that the future for legal hacking was bright, and they were optimistic about the possibilities for technology to increase access to justice.”

To be sure, the panelists were not saying that the future of Legal Hackers LLC is bright but that the future of combining law and technology is bright.

(18) “Hackcess to Justice 2014,” a recent community event unaffiliated with Mr. Weiss or his company, is a play on the words “hack” and “access.” The event described itself as for those interested in “improving access to justice through technology.”

(19) That “legal hackers” has been used naturally in every-day speech by individuals unaffiliated with the application to refer to law and technology demonstrates that it is a generic term. That those individuals have modified “legal hackers” according to the rules of English, by adding “-ing”, or with a poetic license, as in “Hackcess,” demonstrates that the term has a readily understood meaning relating to “law and technology” and independent of the services provided by Legal Hackers LLC.


(20) Our opposition is based on our belief that “Legal Hackers” is merely descriptive, and, further, a generic term, for the services offered by the applicant, based on the common usage of the terms “legal” and “hacker” among those interested in technology services, and the common usage of the compound phrase “WORD + hacker” to restrict the meaning to a subject area.

(21) We would not oppose an application in which “Legal Hackers” is combined with another word, such as “Society,” “Alliance,” or “NYC,” which would remove the merely-descriptive and generic nature of the term.

Joshua Tauberer, Ph.D.

Eric Mill

How bad is IMAP IDLE?

August 9th, 2014
Posted in Code | Comments Off

Over on Mail-in-a-Box issue #129@llchen223 noted that I hadn’t changed Dovecot‘s default setting of imap_idle_notify_interval. This setting controls the duration of IMAP IDLE pauses during which the mail client waits patiently for a new mail notification.

Here’s how it looks with K-9 mail (client) talking to Dovecot (server):

   SERVER> + idling
   SERVER> * OK Still here
   . . . server waits imap_idle_notify_interval minutes . . .
   SERVER> * OK Still here
   . . . server waits imap_idle_notify_interval minutes . . .
   SERVER> * OK Still here

The dance ends when the server reports something other than OK, such as the presence of new mail, or if the client decides to go back into normal IMAP command mode. Multiple of these may be actually happening simultaneously in different connections if the mail client is monitoring for new mail in more than one folder.

This is pretty efficient. The * OK Still here message is just 444 bytes (over SSL!).

But the concern is that with the default 2 minute delay, that’s 720 × the number of monitored folders possible times a day that a phone has to do something. Does waking the phone’s networking capabilities drain the battery?  If multiple connections are open to monitor multiple folders Dovecot seems to smartly group the OKs together so that the phone is woken up just once — so at least there’s that.

None of this appears to have actually been a problem for my phone, and @llchen223 reports that having K-9 monitoring a mailbox has negligible impact on battery usage on his phone.

Peter Kieser suggested (three years ago) increasing imap_idle_notify_interval to be so long that the client checks in first (h/t @jkaberg). The IMAP IDLE standard says the server can hang up after 29 minutes if it hasn’t heard from the client, and so K-9 checks in after at most 24 minutes from the start of the IDLE by ending the IDLE (with DONE) and starting a new one (IDLE again). If imap_idle_notify_interval is more than 24 minutes, * OK Still here will never occur (I think). 

This sounds great, but the longer the connection remains totally silent the higher the risk that some intermediate point on the connection will decide the connection is broken and reset it. In recording these sessions, I ran into socat’s timeout of 15 minutes.

Not all mail clients are as efficient as K-9. Mozilla Thunderbird restarts the IDLE after each server OK:

   SERVER> + idling
   . . . both sides wait imap_idle_notify_interval minutes . . .
   SERVER> * OK Still here
   SERVER> 7 OK Idle completed.
   CLIENT> 8 noop
   SERVER> 8 OK NOOP completed.

Immediately after the NOOP at the end the client issues a new IDLE command and the pattern repeats. It only looks like 93 bytes, but inside an SSL connection it takes 1,292 bytes. (That’s both sides of the connection.) With the default Dovecot setting of a 2 minute delay, that’s a little less than 1 MB per day (× the number of monitored folders).

The default settings of Dovecot and K-9 seem to be just fine both in terms of bandwidth and battery usage, and there’s no indication that increasing the interval will benefit phones running K-9. Mozilla Thunderbird is not as good at minimizing bandwidth, but I don’t expect many people are running Mozilla Thunderbird on a mobile broadband connection. Maybe an increase of imap_idle_notify_interval from 2 to 4 minutes would be prudent.

I recorded the session with socat by having it act as an OpenSSL server (on a new port, here 992) to terminate the encryption, log the unencrypted IMAP stream, and proxy the IMAP traffic to a new SSL connection to the Dovecot IMAP server (port 993):

    socat -x \
        OPENSSL-LISTEN:992,fork,reuseaddr,bind=,cert=ssl_certificate.pem,key=ssl_priv_key.pem,verify=0,rcvtimeo=9999999 \

This outputs the IMAP stream in hex, which happens to be a little cleaner than outputting the ASCII stream. socat’s default socket timeout was about 15 minutes, so I’ve also extended it to be able to handle the 24-minute IDLE length.

To measure the size of the encrypted traffic (including link-level headers and so on), I used tcpdump to monitor port 992:

    tcpdump -q -nn -e -ttttt -U "port 992"

I’m using Dovecot 2.2.9, K-9 4.804, and Mozilla Thunderbird 31.0. The exact sizes of the encrypted IDLE-related messages probably depend on which protocol and ciphers happen to be selected for the connection, so socat will be affecting those measurements.

(While recording these sessions, I noticed that K-9 would also check the Drafts folder every 90 seconds if no Drafts folder exists. As soon as the first draft was saved, causing K-9 to create the folder, this poll stopped. So I’ll have to revise Mail-in-a-Box to create the Drafts folder by default.)

DC’s open data directive adopts the mistakes made by the White House

July 21st, 2014
Posted in Civic Hacking | Comments Off

Earlier today DC’s mayor issued a Transparency, Open Government and Open Data Directive (readable thanks to Alex Howard here). Much of it was adapted from the White House’s open government memoranda, including those memoranda’s faults.


There are many things to like about the Directive, including the mention of a potential new Chief Data Officer position, the use of open formats, and the goal of promoting reuse. The framing in terms of transparency, participation, and collaboration — lifted from Obama’s 2009 open government memo and adopted in the Mayor’s 2011 memorandum on transparency and open government – is good. (Though not great. The White House never managed to actually execute the collaboration part.)

But much of it is also undercut by a new notion of conditional access to government data that is becoming the norm.

Having their cake and eating it too

What I mean is that while the directive explicitly and clearly states that there will be

no restrictions on copying, publishing, further distributing, modifying or using the data [in DC's data catalog]

it simultaneously explicitly describes a number of restrictions that there will or may be on use of the data. (It’s clear DC copied language from the White House’s 2013 open data memo (“M-13-13″), which I’ve blogged about before here and here, including their mistakes.)

“No restrictions” is what we want. It is, by community consensus, a core and defining quality of open government data.

If there are capricious rules around the reuse of it, it’s not open government data. Period. Restrictions serve only to create a legal lever by which the government can put pressure on things they don’t like. Imagine if the DC government took legal action against Greater Greater Washington to stop an unflattering story on the basis that GGW didn’t properly cite the DC government for the data used in a story. This is what the future of open data in DC looks like when there are restrictions on reuse.

Okay so specifically:

“Open license” does not mean “no restrictions”

So first it says that the data catalog will accomplish this goal of “no restrictions” by making the data available through an “open license.” The usual meaning of open license does not mean “no restrictions,” however. Most open licenses, including open source licenses and Creative Commons licenses, only grant some privileges but not others. Often privileges come along with new requirements, such as GPL’s virality clause, or the restriction that users must attribute the work to the author. Under the Open Definition, “open” means reusable but potentially subject to certain terms.

In guidance I co-wrote with Eric Mill, Jonathan Gray, and others called Best-Practices Language for Making Data “License-Free”, we addressed what governments should do if they really want to create “no restrictions.” They should use CC0, a copyright waiver. This is really the only way to achieve “no restrictions.”

(This was one of the confusions in M-13-13 as well. It’s clear the directive took the open licensing language from M-13-13.)

“Open license” presumes the work is copyrighted

Facts cannot be copyrighted. To the extent that DC’s data catalog contains facts about the District, about government operations, and so on, the data files in the catalog are likely not subject to copyright protections. (What is and isn’t copyrightable is murky.) Open licensing, as normally understood, presumes the work is copyrighted. If the work isn’t copyrighted, an open license simply doesn’t apply. You can’t license what you don’t own.

(This was another one of the confusions in M-13-13. But unlike the federal government, the DC government probably can copyright things it produces. But probably not data files.)

Data users must agree to a contract first

The data “shall be subject to Terms of Use developed by OCTO.” This means that DC residents will have to agree to a contract before getting the data. What will the contract say? More on that later. This is, by its nature, a restriction on use.

Imagine if data provided in response to a Freedom of Information Act request came with a contract. They’ll fulfill the FOIA request but only if — let’s say hypothetically — you agree to not sue the government using the information you get. Well, duh, that defeats the point. Just as a Terms of Use agreement undermines “no restrictions.”

The directive indicates that the Terms of Use will include a “disclaimer of liability or indemnification provision”. These are complex legal provisions that could involve waiving rights or compensating the DC government if there is a lawsuit. These are serious things to consider before using government data.

(This was not a problem in M-13-13. The License-Free Best Practices did address this though.)

Attribution and explanation requirements

The directive also gives us a clue about what else will be in the Terms of Service:

Nothing in this Order shall be deemed to prohibit OCTO or any agency … from adopting or implementing measures necessary or appropriate to . . . (v) require a third party providing the District’s public data (or applications based on public data) to the public to explicitly identify the source and version of the public dataset, and describe any modifications made to the public dataset.

This is an attribution requirement, plus a requirement for data users to explain themselves.

To be sure, and as Alex Howard called me out on on Twitter, these are hypotheticals that the directive leaves open and not something the directive is mandating. But the fact that these are mentioned strongly suggests that OCTO or other agencies want to enforce these sort of terms and will if they can.

And, as you might guess I would say, requirements to attribute the government for data and to explain what you did with data are restrictions on use, which like the others create a lever by which the DC government might put pressure on things it doesn’t like.

(This was also a problem in M-13-13, but in this case it doesn’t appear that the DC directive specifically copied the problem from M-13-13.)


There is a strong American tradition — or at least a core American value — that the government does not get in the way of the dissemination of ideas. We don’t always live up to that ideal, but we strive for it. Access to information about the government that comes with restrictions on what we can say when we use it (e.g. attribution & explanation), a waiver of rights or a commitment to indemnify, etc. are all an anathema to accountability and transparency and respect for the public.

If and when these new terms go up, I will encourage users to FOIA for the same information rather than get it from the DC data catalog.